SEC Form 4 · accession 0001418100-19-000019
Avaya Holdings Corp. · AVYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Louise Spradley
Director
Period of report
Feb 12, 2019
Accepted (ET)
Feb 13, 2019 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock UnitsF1,F2,F3 | Feb 12, 2019 | A | 4,040 | $0.00 | A | 16,887 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on February 12, 2019 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP").
- F2These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.
- F3These securities consist of (i) the 4,040 RSUs reported on this form and (ii) 12,847 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) December 15, 2020, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.