SEC Form 4 · accession 0001418100-19-000016
Avaya Holdings Corp. · AVYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J O'Malley
Officer — SVP and Chief Fin. Officer
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock UnitsF1,F2,F3 | Feb 11, 2019 | A | 24,162 | $0.00 | A | 68,923 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on February 11, 2019 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan.
- F233.34% of these RSUs will vest on February 15, 2020 and 8.33% will vest each May 15, Aug. 15, Nov. 15 and Feb. 15 thereafter.
- F3These securities consist of (i) the 24,162 RSUs reported on this form and (ii) 44,761 shares of Common Stock.