SEC Form 4 · accession 0001418100-18-000166
Avaya Holdings Corp. · AVYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gaurav Passi
Officer — Senior Vice President, Cloud
Period of report
Nov 13, 2018
Accepted (ET)
Nov 14, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock UnitsF1,F2 | Nov 13, 2018 | A | 126,262 | $0.00 | A | 126,262 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. These RSUs were granted on November 13, 2018 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan.
- F233.34% of these RSUs will vest on November 15, 2019 and 8.33% will vest each Feb. 15, May 15, Aug. 15 and Nov. 15 thereafter.