SEC Form 4 · accession 0001418100-18-000057
Avaya Holdings Corp. · AVYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Louise Spradley
Director
Period of report
Jan 23, 2018
Accepted (ET)
Jan 24, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418100
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 23, 2018 | A | 12,847 | A | — | — | Common Stock | 12,847 | 12,847 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp.
- F2Granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), with 25% vesting on each of March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018; provided, that none of the vested shares of common stock will be delivered until the earlier of (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.