SEC Form 4 · accession 0001437749-17-020024
TWITTER, INC. · TWTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Clark Williams
Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418091
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 28, 2017 | S | 3,761 | $21.8194 | D | 386,866 | I | See footnote |
| Common StockF4,F3 | Nov 29, 2017 | S | 2,723 | $20.9127 | D | 384,143 | I | See footnote |
| Common StockF5,F3 | Nov 29, 2017 | S | 234 | $21.7375 | D | 383,909 | I | See footnote |
| Common StockF6,F7 | Nov 28, 2017 | S | 4,032 | $21.8215 | D | 414,822 | I | See footnote |
| Common StockF8,F7 | Nov 29, 2017 | S | 2,877 | $20.904 | D | 411,945 | I | See footnote |
| Common StockF9,F7 | Nov 29, 2017 | S | 292 | $21.7292 | D | 411,653 | I | See footnote |
| Common StockF2,F10 | Nov 28, 2017 | S | 38,038 | $21.8194 | D | 3,915,622 | I | See footnote |
| Common StockF4,F10 | Nov 29, 2017 | S | 27,544 | $20.9128 | D | 3,888,078 | I | See footnote |
| Common StockF5,F10 | Nov 29, 2017 | S | 2,366 | $21.7375 | D | 3,885,712 | I | See footnote |
| Common StockF10 | Nov 29, 2017 | G | 837,037 | $0.00 | D | 3,048,675 | I | See footnote |
| Common StockF6 | Nov 28, 2017 | S | 23,334 | $21.8215 | D | 2,401,747 | D | |
| Common StockF8 | Nov 29, 2017 | S | 16,592 | $20.9028 | D | 2,385,155 | D | |
| Common StockF9 | Nov 29, 2017 | S | 1,755 | $21.7104 | D | 2,383,400 | D | |
| Common StockF6,F11 | Nov 28, 2017 | S | 278,035 | $21.8215 | D | 28,619,717 | I | See footnote |
| Common StockF8,F11 | Nov 29, 2017 | S | 197,764 | $20.9031 | D | 28,421,953 | I | See footnote |
| Common StockF9,F11 | Nov 29, 2017 | S | 20,853 | $21.7102 | D | 28,401,100 | I | See footnote |
| Common StockF11 | Nov 29, 2017 | G | 525,548 | $0.00 | D | 27,875,552 | I | See footnote |
| Common StockF11 | Nov 29, 2017 | G | 681,294 | $0.00 | D | 27,194,258 | I | See footnote |
| Common StockF12 | Nov 28, 2017 | S | 100 | $21.815 | D | 15,814 | I | See footnote |
| Common StockF12 | Nov 29, 2017 | S | 100 | $20.715 | D | 15,714 | I | See footnote |
| Common StockF13 | Nov 29, 2017 | G | 1,362,585 | $0.00 | A | 1,362,585 | I | See footnote |
| Common StockF14,F13 | Nov 29, 2017 | S | 1,256,345 | $20.919 | D | 106,240 | I | See footnote |
| Common StockF15,F13 | Nov 29, 2017 | S | 106,240 | $21.6584 | D | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F10The shares are held of record by the Article IV Family Trust Under Williams 2010 Qualified Annuity Trust 5, for which the Reporting Person's spouse and the Goldman Sachs Trust Company serve as co-trustees.
- F11The shares are held of record by Obvious, LLC, for which the Reporting Person serves as the sole member.
- F12The shares are held of record by the Reporting Person's spouse.
- F13The shares are held of record by the Sara & Evan Williams Foundation, a charitable organization affiliated with the Reporting Person and his spouse.
- F14The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.53 to $21.525 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F15The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.53 to $21.875 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.56 to $22.105 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The shares are held of record by Green Monster Trust dated November 7, 2012, for which the Goldman Sachs Trust Company serves as trustee.
- F4The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.56 to $21.55 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.57 to $21.965 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.56 to $22.135 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F7The shares are held of record by The Family Trust under the Williams 2010 Qualified Annuity Trust 1 dated August 31, 2010, for which the Reporting Person's spouse serves as trustee.
- F8The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.535 to $21.525 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F9The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.53 to $22.08 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.