SEC Form 4 · accession 0001437749-17-006185
TWITTER, INC. · TWTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Clark Williams
Director
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418091
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 3, 2017 | S | 1,478 | $14.7635 | D | 471,134 | I | See footnote |
| Common StockF4,F3 | Apr 4, 2017 | S | 1,478 | $14.6646 | D | 469,656 | I | See footnote |
| Common StockF2,F5 | Apr 3, 2017 | S | 1,584 | $14.7635 | D | 505,136 | I | See footnote |
| Common StockF4,F5 | Apr 4, 2017 | S | 1,584 | $14.6646 | D | 503,552 | I | See footnote |
| Common StockF2,F6,F7 | Apr 3, 2017 | S | 14,955 | $14.7635 | D | 4,768,113 | I | See footnote |
| Common StockF4,F6,F7 | Apr 4, 2017 | S | 14,955 | $14.6646 | D | 4,753,158 | I | See footnote |
| Common StockF2,F6 | Apr 3, 2017 | S | 9,173 | $14.7635 | D | 2,924,620 | D | |
| Common StockF4,F6 | Apr 4, 2017 | S | 9,173 | $14.6646 | D | 2,915,447 | D | |
| Common StockF2,F8 | Apr 3, 2017 | S | 109,310 | $14.7635 | D | 34,850,271 | I | See footnote |
| Common StockF4,F8 | Apr 4, 2017 | S | 109,310 | $14.6646 | D | 34,740,961 | I | See footnote |
| Common StockF9,F10 | Apr 3, 2017 | S | 200 | $14.76 | D | 19,114 | I | See footnote |
| Common StockF10 | Apr 4, 2017 | S | 100 | $14.655 | D | 19,014 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F10The shares are held of record by the Reporting Person's spouse.
- F2The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.65 to $14.945 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The shares are held of record by Green Monster Trust dated November 7, 2012, for which the Goldman Sachs Trust Company serves as trustee.
- F4The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.585 to $14.755 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The shares are held of record by The Family Trust under the Williams 2010 Qualified Annuity Trust 1 dated August 31, 2010, for which the Reporting Person's spouse serves as trustee.
- F6This amount reflects the transfer from the Article IV Family Trust Under Williams 2010 Qualified Annuity Trust 5, for which the Reporting Person's spouse and the Goldman Sachs Trust Company serve as co-trustees to the Reporting Person as an annuity payment.
- F7The shares are held of record by the Article IV Family Trust Under Williams 2010 Qualified Annuity Trust 5, for which the Reporting Person's spouse and the Goldman Sachs Trust Company serve as co-trustees.
- F8The shares are held of record by Obvious, LLC, for which the Reporting Person serves as the sole member.
- F9The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.695 to $14.825 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks
Based on an internal audit, the Reporting Person's holdings for Green Monster are restated by 200 shares less reported in this Form 4.