SEC Form 4 · accession 0000899243-16-019936
SLR Investment Corp. · SLRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Hochberg
Director
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2016 | P | 4,336 | $18.35 | A | 12,336 | D | |
| Common StockF1 | May 12, 2016 | P | 7,664 | $18.31 | A | 20,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on May 11, 2016 is based on prices ranging from a low of $18.17 per share to a high of $18.38 per share. The reported price for the share purchases made on May 12, 2016 is based on prices ranging from a low of $18.14 per share to a high of $18.40 per share. The reporting person undertakes to provide to Solar Capital Ltd. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth above.