SEC Form 4 · accession 0001437749-16-043471
SANUWAVE Health, Inc. · SNWV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa E Sundstrom
Officer — Interim CFO
Period of report
Nov 9, 2016
Accepted (ET)
Dec 16, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417663
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $0.18 | Nov 9, 2016 | A | 424,500 | A | — | Nov 8, 2026 | Common Stock, $0.001 par value | 424,500 | 424,500 | D |
Explanation of responses
- F1This option for 424,500 shares fully vested on November 9, 2016.