SEC Form 4 · accession 0001214659-18-007572
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas R Farrell
Officer — VP, GC, Sec,Chief Compl Off
Period of report
Dec 5, 2018
Accepted (ET)
Dec 7, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2018 | A | 5,490 | $42.82 | A | 7,491 | D | |
| Common Stock | Dec 5, 2018 | F | 2,424 | $42.82 | D | 5,067 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $41.32 | Dec 6, 2018 | A | 11,486 | A | Dec 6, 2019 | Dec 6, 2028 | Common Stock | 11,486 | 11,486 | D |
Explanation of responses
- F1Consists of shares issued upon vesting of performance-based restricted stock units.
- F2Options vest in three equal annual installments beginning on the date indicated.