SEC Form 4 · accession 0001214659-18-006304
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Joseph Loughrey
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 2/11/09F1,F3 | — | Sep 28, 2018 | A | 16 | A | — | — | Common Stock | 16 | 4,063 | D |
| Restricted Stock Units (Deferred Stock Award 2/24/10)F1,F3 | — | Sep 28, 2018 | A | 22 | A | — | — | Common Stock | 22 | 5,729 | D |
| Restricted Stock Units (Deferred Stock Award) 2/23/11F1,F3 | — | Sep 28, 2018 | A | 19 | A | — | — | Common Stock | 19 | 5,148 | D |
| Restricted Stock Units (Deferred Stock Award) 2/22/12F1,F3 | — | Sep 28, 2018 | A | 18 | A | — | — | Common Stock | 18 | 4,897 | D |
| Restricted Stock Units (Deferred Stock Award) 2/27/13F1,F3 | — | Sep 28, 2018 | A | 26 | A | — | — | Common Stock | 26 | 6,850 | D |
| Restricted Stock Units (Deferred Stock Award) 2/26/14F1,F3 | — | Sep 28, 2018 | A | 25 | A | — | — | Common Stock | 25 | 6,577 | D |
| Restricted Stock Units (Deferred Stock Award 2/25/15F1,F3 | — | Sep 28, 2018 | A | 23 | A | — | — | Common Stock | 23 | 6,105 | D |
| Restricted Stock Units (Deferred Stock Award 2/24/2016F1,F3 | — | Sep 28, 2018 | A | 27 | A | — | — | Common Stock | 27 | 6,942 | D |
| Restricted Stock Units (Deferred Stock Award) 2/22/2017F1,F3 | — | Sep 28, 2018 | A | 17 | A | — | — | Common Stock | 17 | 4,346 | D |
| Restricted Stock Units (Deferred Stock Award) 2/15/2018F1,F3 | — | Sep 28, 2018 | A | 14 | A | — | — | Common Stock | 14 | 3,716 | D |
| RESTRICTED STOCK UNITS CUMULATIVE TOTALF4,F1,F3 | — | holding | — | — | — | — | — | Common Stock | 207 | 54,373 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Securities is 1-for-1.
- F2Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.
- F3These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.
- F4This amount represents the cumulative total of all Restricted Stock Units (deferrred stock awards) granted to reporting person. This cumulative total does not represent additional Restricted Stock Units granted to the reporting person, but is merely a total of all awards reported separately on this SEC Form 4.