SEC Form 4 · accession 0001214659-18-006298
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Michael Whitted
Officer — Sr. V.P., Strategy & Corp Dev
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award 6/18/18)F1,F3 | — | Sep 28, 2018 | A | 42 | A | Jun 18, 2019 | Jun 18, 2021 | Common Stock | 42 | 10,823 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Securities is 1-for-1
- F2Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.
- F3Restricted Stock Units vest 33% on 6/18/19; 33% on 6/18/20; 34% on 6/18/21.