SEC Form 3 · accession 0001214659-18-003369
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Megan A Walke
Officer — Interim CAO
Period of report
May 7, 2018
Accepted (ET)
May 7, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 652 | D | ||
| Common Stock | holding | — | — | — | 30 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $32.655 | holding | — | — | — | Dec 3, 2015 | Dec 3, 2024 | Common Stock | 641 | — | D |
| Employee Stock Option (Right to Buy)F1 | $31.11 | holding | — | — | — | Dec 2, 2016 | Dec 2, 2025 | Common Stock | 918 | — | D |
| Employee Stock Option (Right to Buy)F1 | $36.08 | holding | — | — | — | Dec 7, 2017 | Dec 7, 2026 | Common Stock | 597 | — | D |
| Employee Stock Option (Right to Buy)F1 | $45.78 | holding | — | — | — | Dec 7, 2018 | Dec 7, 2027 | Common Stock | 645 | — | D |
| Employee Stock Option (Right to Buy)F1 | $28.155 | holding | — | — | — | Dec 3, 2014 | Dec 3, 2023 | Common Stock | 772 | — | D |
| Restricted Stock Units (Deferred Stock Award) 12/2/2015F2,F1 | — | holding | — | — | — | Dec 2, 2018 | Dec 2, 2018 | Common Stock | 240 | — | D |
| Restricted Stock Units (Deferred Stock Award) 12/7/2016F2,F1 | — | holding | — | — | — | Dec 7, 2019 | Dec 7, 2019 | Common Stock | 138 | — | D |
| Restricted Stock Units (Deferred Stock Award) 12/7/2017F2,F1 | — | holding | — | — | — | Dec 7, 2020 | Dec 7, 2020 | Common Stock | 156 | — | D |
Explanation of responses
- F1Options vested in three equal annual installments beginning on the date indicated.
- F2Conversion of Exercise Price of Derivative Securities is 1-for-1.