SEC Form 4 · accession 0001214659-17-005861
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Canady
Officer — SR VP Industrial Products
Period of report
Sep 29, 2017
Accepted (ET)
Oct 2, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2017 | C | 6,265 | $39.13 | A | 12,480 | D | |
| Common Stock | Sep 30, 2017 | F | 2,916 | $39.13 | D | 9,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 11/11/13F1,F3 | — | Sep 29, 2017 | A | 32 | A | — | — | Common Stock | 32 | 6,265 | D |
| Restricted Stock Units (Deferred Stock Award) 11/11/13F1,F3 | — | Sep 30, 2017 | A | 6,265 | D | — | — | Common Stock | 6,265 | 0 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Securities is 1-for-1.
- F2Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.
- F3Remaining restricted stock units vest on September 30, 2017.