SEC Form 4 · accession 0001214659-17-001144
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas R Farrell
Officer — VP, GC,Sec,Chief Compl Off
Period of report
Feb 13, 2017
Accepted (ET)
Feb 14, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | M | 322 | $22.26 | A | 954 | D | |
| Common Stock | Feb 13, 2017 | S | 322 | $37.20 | D | 632 | D | |
| Common Stock | Feb 13, 2017 | M | 417 | $20.675 | A | 1,049 | D | |
| Common Stock | Feb 13, 2017 | S | 100 | $37.225 | D | 949 | D | |
| Common Stock | Feb 13, 2017 | S | 317 | $37.25 | D | 632 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $22.26 | Feb 13, 2017 | M | 322 | D | Dec 6, 2012 | Dec 6, 2021 | Common Stock | 322 | 0 | D |
| Employee Stock Option (Right to Buy) | $20.675 | Feb 13, 2017 | M | 417 | D | Dec 4, 2013 | Dec 4, 2022 | Common Stock | 417 | 417 | D |