SEC Form 4 · accession 0001214659-16-015262
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas R Farrell
Officer — VP, GC, Sec,Chief Compl Off
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2016 | A | 560 | $35.59 | A | 878 | D | |
| Common Stock | Dec 6, 2016 | F | 246 | $35.59 | D | 632 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $36.08 | Dec 7, 2016 | A | 9,953 | A | Dec 7, 2017 | Dec 7, 2026 | Common Stock | 9,953 | 9,953 | D |
Explanation of responses
- F1Consists of shares issued upon vesting of performance-based restricted stock units.
- F2Options vest in three equal annual installments beginning on the date indicated.