SEC Form 4 · accession 0001214659-16-015188
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher H Trainor
Officer — Senior Vice President
Period of report
Dec 5, 2016
Accepted (ET)
Dec 5, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | C | 2,721 | $35.13 | A | 17,528 | D | |
| Common Stock | Dec 5, 2016 | F | 1,264 | $35.13 | D | 16,264 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 7/18/12F1,F2 | — | Dec 5, 2016 | C | 2,721 | D | — | — | Common Stock | 2,721 | 0 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Security is 1-for-1.
- F2Restricted stock units vested 33% on 12/4/15, and 67% on 12/4/16.