SEC Form 4 · accession 0001214659-16-014945
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joe Anthony Raver
Officer — President and CEO · Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 41,806 | $14.89 | A | 107,234 | D | |
| Common StockF1 | Nov 21, 2016 | S | 41,806 | $35.2256 | D | 65,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $14.89 | Nov 21, 2016 | M | 41,806 | D | Dec 18, 2009 | Dec 18, 2018 | Common Stock | 41,806 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $35.059 to $35.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.