SEC Form 4 · accession 0001214659-16-014944
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly K Ryan
Officer — Senior Vice President
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 73,003 | $21.65 | A | 116,799 | D | |
| Common StockF2 | Nov 21, 2016 | S | 73,003 | $35.2148 | D | 43,796 | D | |
| Common Stock | Nov 21, 2016 | M | 23,797 | $22.26 | A | 67,593 | D | |
| Common StockF3 | Nov 21, 2016 | S | 23,797 | $34.979 | D | 43,796 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $21.65 | Nov 21, 2016 | M | 73,003 | D | Apr 1, 2012 | Apr 1, 2021 | Common Stock | 73,003 | 0 | D |
| Employee Stock Option (Right to Buy) | $22.26 | Nov 21, 2016 | M | 23,797 | D | Dec 6, 2012 | Dec 6, 2021 | Common Stock | 23,797 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by insider.
- F2This transaction was executed in multiple trades at prices ranging from $34.90 to $35.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $34.90 to $35.075. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.