SEC Form 4 · accession 0001214659-16-014725
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William Canady
Officer — SR VP Corp Strat & Ind Prod
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | C | 3,056 | $34.22 | A | 5,082 | D | |
| Common Stock | Nov 14, 2016 | F | 979 | $34.22 | D | 4,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 11/11/2013F1,F2 | — | Nov 14, 2016 | C | 3,056 | D | Nov 12, 2014 | Nov 12, 2017 | Common Stock | 3,056 | 6,133 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Securities is 1-for-1.
- F2Restricted Stock Units vested 20% on 11/12/14, 20% on 11/12/15, and 20% on 11/12/16. The remaining units will vest 40% on 11/12/17.