SEC Form 4 · accession 0001214659-16-013989
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristina A. Cerniglia
Officer — SR VP, Chief Financial Officer
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2016 | C | 8,916 | $31.54 | A | 26,731 | D | |
| Common Stock | Oct 3, 2016 | F | 4,159 | $31.54 | D | 22,572 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 8/7/14F1,F2 | — | Oct 3, 2016 | C | 8,916 | D | — | — | Common Stock | 8,916 | 0 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Securities is 1-for-1.
- F2Restricted stock units vested 56.5% on 8/7/15, 21.75% on 10/1/15 and 21.75% on 10/1/16.