SEC Form 4 · accession 0001214659-16-013948
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart A Taylor II
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 9:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 2/11/09F1,F3 | — | Sep 30, 2016 | A | 38 | A | — | — | Common Stock | 38 | 6,159 | D |
| Restricted Stock Units (Deferred Stock Award 2/24/10)F1,F3 | — | Sep 30, 2016 | A | 34 | A | — | — | Common Stock | 34 | 5,517 | D |
| Restricted Stock Units (Deferred Stock Award) 2/23/11F1,F3 | — | Sep 30, 2016 | A | 30 | A | — | — | Common Stock | 30 | 4,958 | D |
| Restricted Stock Units (Deferred Stock Award) 2/22/12F1,F3 | — | Sep 30, 2016 | A | 29 | A | — | — | Common Stock | 29 | 4,716 | D |
| Restricted Stock Units (Deferred Stock Award) 2/27/13F1,F3 | — | Sep 30, 2016 | A | 26 | A | — | — | Common Stock | 26 | 4,307 | D |
| Restricted Stock Units (Deferred Stock Award 2/26/14)F1,F3 | — | Sep 30, 2016 | A | 21 | A | — | — | Common Stock | 21 | 3,409 | D |
| Restricted Stock Units (Deferred Stock Award 2/25/15F1,F3 | — | Sep 30, 2016 | A | 21 | A | — | — | Common Stock | 21 | 3,356 | D |
| Restricted Stock Units (Deferred Stock Award) 2/26/14F1,F3 | — | Sep 30, 2016 | A | 24 | A | — | — | Common Stock | 24 | 3,815 | D |
| Deferred Director FeesF1,F5 | — | Sep 30, 2016 | A | 55 | A | — | — | Common Stock | 55 | 10,824 | D |
| RESTRICTED STOCK UNITS CUMULATIVE TOTALF4,F1,F3 | — | holding | — | — | — | — | — | Common Stock | 36,237 | 36,237 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Securities is 1-for-1.
- F2Restricted Stock Units are entitled to dividend equivalent rights, which accrue on dividend record dates.
- F3These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company,
- F4This amount represents cumulative total of all Restricted Stock Units (deferred stock awards) granted to reporting person. This cumulative total does not represent additional Restricted Stock Units granted to the reporting person, but is merely a total of all awards reported separately on this SEC Form 4.
- F5These stock units will automatically be converted into shares of common stock in two annual installments. The first installment will be made on the date the reporting person ceases to be a member of the Board of Directors of the Company. The second installment will be made on the one year anniversary of the date the reporting person ceases to be a member of the Board of Directors.