SEC Form 4 · accession 0001214659-16-012731
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Christopher H Trainor
Officer — Interim Pres of Op Co
Period of report
Jul 19, 2016
Accepted (ET)
Jul 20, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 19, 2016 | C | 3,810 | $31.86 | A | 16,028 | D | |
| Common Stock | Jul 19, 2016 | F | 1,221 | $31.86 | D | 14,807 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 7/18/12F1,F2 | — | Jul 19, 2016 | C | 3,810 | D | — | — | Common Stock | 3,810 | 0 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Security is 1-for-1.
- F2Restricted Stock Units vested 20% on 7/19/13; 25% on each of 7/19/14 and 7/19/15, and 30% on 7/19/16.