SEC Form 4 · accession 0001214659-16-012656
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher H Trainor
Officer — Senior Vice President
Period of report
Jul 12, 2016
Accepted (ET)
Jul 13, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 12, 2016 | M | 1,857 | $22.26 | A | 14,075 | D | |
| Common Stock | Jul 12, 2016 | S | 1,857 | $32.00 | D | 12,218 | D | |
| Common Stock | Jul 12, 2016 | M | 4,647 | $20.675 | A | 16,865 | D | |
| Common Stock | Jul 12, 2016 | S | 4,647 | $32.00 | D | 12,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $22.26 | Jul 12, 2016 | M | 1,857 | D | Dec 6, 2012 | Dec 6, 2021 | Common Stock | 1,857 | 0 | D |
| Employee Stock Option (Right to Buy) | $20.675 | Jul 12, 2016 | M | 4,647 | D | Dec 4, 2013 | Dec 4, 2022 | Common Stock | 4,647 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by insider.