SEC Form 4 · accession 0001214659-15-008180
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas R Farrell
Officer — VP, Gen Counsel & Secretary
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2015 | A | 244 | $30.84 | A | 396 | D | |
| Common Stock | Dec 1, 2015 | F | 78 | $30.84 | D | 318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $31.11 | Dec 2, 2015 | A | 8,542 | A | Dec 2, 2016 | Dec 2, 2025 | Common Stock | 8,542 | 8,542 | D |
Explanation of responses
- F1Consists of shares issued upon vesting of performance-based restricted stock units.
- F2Options vest in three equal annual installments beginning on the date indicated.