SEC Form 4 · accession 0001214659-15-006939
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher H Trainor
Officer — President of Oper. Co.
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 1:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 7/18/12F1,F3 | — | Sep 30, 2015 | A | 28 | A | — | — | Common Stock | 28 | 3,738 | D |
| Restricted Stock Units (Deferred Stock Award) 7/3/14F1,F4 | — | Sep 30, 2015 | A | 29 | A | — | — | Common stock | 29 | 3,959 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Securities is 1-for-1.
- F2Restricted Stock Units are entitled to dividend equivalent rights, which accrue on dividend record dates.
- F3Restricted Stock Units vested 20% on 7/19/13; 25% on 7/19/14, and 25% on 7/19/15. The remaining 30% vest on 7/19/16. Stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.
- F4Restricted Stock Units vest 33% on 12/4/15 and 67% on 12/4/16. Stock units are entitled to dividend equivalent rights, which accrue on dividend record date.