SEC Form 4 · accession 0001214659-15-006924
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristina A. Cerniglia
Officer — SR VP, Chief Financial Officer
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 1:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2015 | C | 8,683 | $25.81 | A | 20,597 | D | |
| Common Stock | Oct 1, 2015 | F | 2,782 | $25.81 | D | 17,815 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 8/7/14F1,F3 | — | Sep 30, 2015 | A | 132 | A | — | — | Common Stock | 132 | 17,366 | D |
| Restricted Stock Units (Deferred Stock Award) 8/7/14F1,F3 | — | Oct 1, 2015 | C | 8,683 | D | — | — | Common Stock | 8,683 | 8,683 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Securities is 1-for-1.
- F2Restricted Stock Units are entitled to dividend equivalent rights, which accrue on dividend record dates.
- F3Restricted stock units vest 56.5% on 8/7/15; 21.75% on 10/1/15 and 21.75% on 10/1/16.