SEC Form 4 · accession 0001214659-15-005464
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher H Trainor
Officer — Interim Pres of Op Co
Period of report
Jul 20, 2015
Accepted (ET)
Jul 21, 2015 · 10:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 20, 2015 | C | 3,092 | $28.7925 | A | 8,253 | D | |
| Common Stock | Jul 20, 2015 | F | 984 | $28.7925 | D | 7,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 7/18/12F1,F2 | — | Jul 20, 2015 | C | 3,092 | D | — | — | Common Stock | 3,092 | 3,710 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Security is 1-for-1.
- F2Restricted Stock Units vested 20% on 7/19/13; 25% on 7/19/14 and 25% on 7/19/15. The remaining units vest 30% on 7/19/16. Stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.