SEC Form 4 · accession 0001214659-15-005154
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher H Trainor
Officer — Interim Pres of Op Co
Period of report
Jun 30, 2015
Accepted (ET)
Jul 1, 2015 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 7/18/12F1,F3 | — | Jun 30, 2015 | A | 44 | A | — | — | Common Stock | 44 | 6,802 | D |
| Restricted Stock Units (Deferred Stock Award) 7/3/14F1,F4 | — | Jun 30, 2015 | A | 25 | A | — | — | Common stock | 25 | 3,930 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Securities is 1-for-1.
- F2Restricted Stock Units are entitled to dividend equivalent rights, which accrue on dividend record dates.
- F3Restricted Stock Units vested 20% on 7/19/13; and 25% on 7/19/14. The remaining units vest 25% on 7/19/15 and 30% on 7/19/16. Stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.
- F4Restricted Stock Units vest 33% on 12/4/15 and 67% on 12/4/16. Stock units are entitled to dividend equivalent rights, which accrue on dividend record date.