SEC Form 4 · accession 0001214659-15-002863
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly K Ryan
Officer — Senior Vice President
Period of report
Apr 2, 2015
Accepted (ET)
Apr 6, 2015 · 9:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 2, 2015 | C | 6,282 | $31.025 | A | 29,887 | D | |
| Common Stock | Apr 2, 2015 | F | 1,970 | $31.025 | D | 27,917 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 5 yr - 4/1/11F1,F2 | — | Apr 2, 2015 | C | 6,282 | D | Apr 2, 2012 | Apr 2, 2016 | Common Stock | 6,282 | 9,424 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Securities is 1-for-1.
- F2Restricted stock units vested 15% on 4/2/12, 15% on 4/2/13, 20% on 4/2/14, and 20% on 4/2/15. The remaining stock units will vest on 4/2/16. Stock units are entitled to dividend equivalent rights, which accrue on dividend record date.