SEC Form 4 · accession 0001214659-15-002158
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan M. Santerre
Officer — Sr. VP., Lean Business
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2015 | M | 12,823 | $19.495 | A | 36,515 | D | |
| Common Stock | Mar 9, 2015 | M | 11,230 | $22.26 | A | 47,745 | D | |
| Common Stock | Mar 9, 2015 | M | 10,222 | $20.675 | A | 57,967 | D | |
| Common Stock | Mar 9, 2015 | M | 3,593 | $28.155 | A | 61,560 | D | |
| Common StockF1 | Mar 9, 2015 | S | 37,868 | $30.8104 | D | 23,692 | D | |
| Common StockF2 | Mar 9, 2015 | S | 15,000 | $30.8243 | D | 8,692 | D | |
| Common Stock | Mar 10, 2015 | S | 1,000 | $30.35 | D | 7,692 | D | |
| Common Stock | Mar 10, 2015 | S | 1,000 | $30.44 | D | 6,692 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $19.495 | Mar 9, 2015 | M | 12,823 | D | Dec 6, 2010 | Dec 6, 2020 | Common Stock | 12,823 | 0 | D |
| Employee Stock Option (Right to Buy) | $22.26 | Mar 9, 2015 | M | 11,230 | D | Dec 6, 2011 | Dec 6, 2021 | Common Stock | 11,230 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $20.675 | Mar 9, 2015 | M | 10,222 | D | Dec 4, 2012 | Dec 4, 2022 | Common Stock | 10,222 | 5,111 | D |
| Employee Stock Option (Right to Buy)F3 | $28.155 | Mar 9, 2015 | M | 3,593 | D | Dec 3, 2013 | Dec 3, 2023 | Common Stock | 3,593 | 7,185 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.74 to $30.91. The reporting person undertakes to provide Hillenbrand, Inc., any security holder of Hillenbrand, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range se forth in this footnote to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.76 to $30.90. The reporting person undertakes to provide Hillenbrand, Inc., any security holder of Hillenbrand, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range se forth in this footnote to this Form 4.
- F3Options vest in three equal annual installments beginning on the date indicated.