SEC Form 4 · accession 0001214659-15-000797
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott P. George
Officer — Sr. VP, Corporate Development
Period of report
Feb 2, 2015
Accepted (ET)
Feb 3, 2015 · 9:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | C | 4,163 | $31.705 | A | 10,215 | D | |
| Common Stock | Feb 2, 2015 | F | 1,433 | $31.705 | D | 8,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 2/1/12F1,F2 | — | Feb 2, 2015 | C | 4,163 | D | Feb 2, 2014 | Feb 2, 2016 | Common Stock | 4,163 | 5,552 | D |
Explanation of responses
- F1Conversion of Exercise Price of Derivative Securities is 1-for-1.
- F2Restricted Stock Units vested 30% on 2/2/2014, and 30% on 2/2/2015. The remaining stock units vest on 2/2/2016. Stock units are entitled to dividend equivalent rights which accrue on dividend record dates.