SEC Form 3 · accession 0001214659-15-000184
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore S Haddad
Officer — VP, Treasurer & Interim CAO
Period of report
Jan 2, 2015
Accepted (ET)
Jan 7, 2015 · 10:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 9,171 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Deferred Stock Award) 12/19/13F2,F1 | — | holding | — | — | — | Dec 20, 2014 | Dec 20, 2016 | Common Stock | 2,687 | — | D |
| Employee Stock Option (Right to Buy)F3 | $19.495 | holding | — | — | — | Dec 6, 2010 | Dec 6, 2020 | Common Stock | 3,844 | — | D |
| Employee Stock Option (Right to Buy)F3 | $22.26 | holding | — | — | — | Dec 6, 2011 | Dec 6, 2021 | Common Stock | 5,570 | — | D |
| Employee Stock Option (Right to Buy)F3 | $20.675 | holding | — | — | — | Dec 4, 2012 | Dec 4, 2022 | Common Stock | 6,337 | — | D |
| Employee Stock Option (Right to Buy)F3 | $28.155 | holding | — | — | — | Dec 3, 2013 | Dec 3, 2023 | Common Stock | 4,454 | — | D |
| Employee Stock Option (Right to Buy)F3 | $32.655 | holding | — | — | — | Dec 3, 2014 | Dec 3, 2024 | Common Stock | 3,697 | — | D |
Explanation of responses
- F1Restricted stock units vested 25% on 12/20/2014. The remaining stock units vest 25% on 12/20/2015; and 50% on 12/20/2016.
- F2Conversion of Exercise Price of Derivative Securities is 1-for-1.
- F3Options vest in three equal annual installments beginning on the date indicated.