SEC Form 4 · accession 0001140361-15-044057

Relypsa Inc · RLYP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Medical Officer and SVP

Period of report

Dec 7, 2015

Accepted (ET)

Dec 9, 2015 · 8:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001416792

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Dec 7, 2015	M	13,896	$3.96	A	35,186	D
Common Stock^F1	Dec 7, 2015	M	11,349	$3.96	A	46,535	D
Common Stock^F1	Dec 7, 2015	M	4,755	$7.40	A	51,290	D
Common Stock^F1	Dec 7, 2015	S	30,000	$29.78	D	21,290	D
Common Stock^F1	Dec 9, 2015	M	750	$7.40	A	22,040	D
Common Stock^F1	Dec 9, 2015	S	750	$29.50	D	21,290	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$3.96	Dec 7, 2015	M	13,896	D	—	Dec 13, 2021	Common Stock	13,896	10,668	D
Stock Option (right to buy)^F4	$3.96	Dec 7, 2015	M	11,349	D	—	Sep 27, 2022	Common Stock	11,349	21,765	D
Stock Option (right to buy)^F5	$7.40	Dec 7, 2015	M	4,755	D	—	Jul 23, 2023	Common Stock	4,755	26,164	D
Stock Option (right to buy)^F5	$7.40	Dec 9, 2015	M	750	D	—	Jul 23, 2023	Common Stock	750	25,414	D

F1Includes 20,125 restricted stock units.
F2The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F3The shares subject to the option are early exercisable. 25% of the shares subject to the option vest on the first anniversary measured from December 9, 2011 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.
F4The shares subject to the option are early exercisable. 25% of the shares subject to the option vest on the first anniversary measured from September 19, 2012 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.
F5The shares subject to the option are early exercisable. 25% of the shares subject to the option vest on the first anniversary measured from July 24, 2013 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.