SEC Form 4 · accession 0001140361-15-040583
Relypsa Inc · RLYP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristine M Ball
Officer — Chief Financial Officer & SVP
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 9:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001416792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 6, 2015 | A | 6,250 | $0.00 | A | 21,290 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock for each one (1) RSU upon vesting. 1/3rd of the RSUs shall vest on each anniversary following December 15, 2015, subject to the Reporting Person remaining a service provider through each such vesting date.
- F2Includes 20,125 RSUs.