SEC Form 4 · accession 0001140361-15-002060

Relypsa Inc · RLYP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Jan 14, 2015

Accepted (ET)

Jan 16, 2015 · 7:43 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001416792

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jan 14, 2015	M	5,000	$2.76	A	30,848	D
Common Stock^F3,F1	Jan 14, 2015	S	3,920	$33.4371	D	26,928	D
Common Stock^F4,F1	Jan 14, 2015	S	1,080	$34.0939	D	25,848	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F5	$2.76	Jan 14, 2015	M	5,000	D	—	Mar 10, 2019	Common Stock	5,000	8,081	D

F1Includes 5,500 restricted stock units.
F2The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F3The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.01 to $34.00, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.01 to $34.32, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5100% of the shares subject to the option are fully vested and exercisable.

General Counsel, SVP and Secretary