SEC Form 4 · accession 0000899243-16-027555
Relypsa Inc · RLYP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Dondero
10% Owner
Period of report
Aug 17, 2016
Accepted (ET)
Aug 18, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001416792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per shareF1 | Aug 17, 2016 | P | 500 | $31.921 | A | 128,500 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by Highland Select Equity Fund GP, L.P. ("Select GP"), indirectly through accounts for which it serves as general partner, and Highland Capital Management Fund Advisors, L.P. ("HCMFA"), indirectly through accounts for which it serves as investment advisor. Mr. Dondero is the President and the director of Strand Advisors, Inc., the general partner of Highland Capital Management, L.P., the sole member of Highland Select Equity GP, LLC, the general partner of Select GP, and controls Strand XVI, Inc., the general partner of HCMFA, and may be deemed to be an indirect beneficial owner of shares held by Select GP and HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.