SEC Form 4 · accession 0001437749-17-013847
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Mutch
Director
Period of report
Aug 2, 2017
Accepted (ET)
Aug 4, 2017 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 2, 2017 | A | 20,883 | A | — | — | Common Stock | 20,883 | 20,883 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2On August 2, 2017 the Reporting Person was granted 20,883 restricted stock units, which will vest over three years in three equal annual installments commencing on July 27, 2018.