Form4insider filings, from the source

SEC Form 4 · accession 0001415889-15-003802

YuMe Inc · YUME

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Eric Singer
10% Owner
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 8:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F4Nov 17, 2015P222,762$2.6622A561,269IVertex Opportunities Fund, LP - Series Two, See Footnote
Common StockF1,F2,F5Nov 17, 2015P519,778$2.6622A1,309,627IVertex Special Opportunities Fund II, LP, See Footenote
Common StockF1,F2,F5Nov 19, 2015P40,301$2.6962A1,349,928IVertex Special Opportunities Fund II, LP, See Footenote
Common StockF1,F2,F3holding———2,591,733IVertex Opportunities Fund, LP, See Footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses