SEC Form 4 · accession 0001140361-17-009817
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jayant Kadambi
Director
Period of report
Feb 26, 2017
Accepted (ET)
Feb 28, 2017 · 9:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2017 | M | 37,500 | $0.00 | A | 973,358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 26, 2017 | M | 37,500 | D | — | — | Common Stock | 37,500 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2The restricted stock units vest over two years in four equal installments every 6 months commencing on the February 26, 2015. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.