SEC Form 4 · accession 0001140361-16-067959
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Singer
Director · 10% Owner
Period of report
May 27, 2016
Accepted (ET)
May 31, 2016 · 8:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | $0.00 | May 27, 2016 | A | 46,419 | A | — | — | Common Stock | 46,419 | 46,419 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- F2The RSUs vest over 3 years in equal annual installments commencing on May 27, 2017. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
- F3The Reporting Person is a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.