SEC Form 4 · accession 0001140361-16-067955
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell Habib
Director
Period of report
May 27, 2016
Accepted (ET)
May 31, 2016 · 8:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 27, 2016 | A | 22,546 | A | — | — | Common Stock | 22,546 | 22,546 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- F2The RSUs will vest in full on the earlier of May 27, 2017 or the date of the Issuer's 2017 annual shareholder meeting. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.