SEC Form 4 · accession 0001140361-16-066943
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B Paisley
Director
Period of report
May 22, 2016
Accepted (ET)
May 24, 2016 · 9:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2016 | M | 16,666 | $0.00 | A | 69,923 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | By Child's Trust 1 | |
| Common Stock | holding | — | — | — | 2,000 | I | By Child's Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 22, 2016 | M | 16,666 | D | — | — | Common Stock | 16,666 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- F2The RSUs vested in full on May 22, 2016.