SEC Form 4 · accession 0001140361-16-058986
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Soss
Officer — EVP, General Mgr North America
Period of report
Mar 24, 2016
Accepted (ET)
Mar 24, 2016 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $3.67 | Mar 24, 2016 | A | 295,000 | A | — | Mar 23, 2026 | Common Stock | 295,000 | 295,000 | D |
Explanation of responses
- F1The stock option grant shall vest as to 1/4th of the total number of shares on March 16, 2017 and thereafter shall continue to vest as to 1/36th of the remaining shares in equal monthly installments.