SEC Form 4 · accession 0001140361-16-056623
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ayyappan Sankaran
Officer — EVP, ENGINEERING & CTO · Director
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 9:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 2, 2016 | A | 102,500 | A | — | — | Common Stock | 102,500 | 102,500 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2The restricted stock units vest over 3 years in 6 equal installments every 6 months commencing on the grant date. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.