SEC Form 4 · accession 0001140361-15-036998
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Harrar
Director
Period of report
Oct 2, 2015
Accepted (ET)
Oct 6, 2015 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Oct 2, 2015 | A | 62,724 | A | — | — | Common Stock | 62,724 | 62,724 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2On October 2, 2015 the Reporting Person was granted 62,724 restricted stock units, which will vest over three years in three equal annual installments commencing on October 2, 2016.