SEC Form 4 · accession 0001140361-15-033450
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel D. Springer
Director
Period of report
Aug 24, 2015
Accepted (ET)
Aug 25, 2015 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 24, 2015 | P | 50,000 | $2.8917 | A | 50,000 | I | By Springer Revocable Trust |
| Common Stock | holding | — | — | — | 217,944 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the aggregate of purchases effected on the same day at different prices.
- F2Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $2.73 to $2.96 per share. Full information regarding the number of shares purchased at each price shall be provided upon request from the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.