SEC Form 4 · accession 0001140361-15-033273
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jayant Kadambi
Officer — CHAIRMAN, PRESIDENT, & CEO · Director
Period of report
Aug 21, 2015
Accepted (ET)
Aug 24, 2015 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 21, 2015 | P | 5,000 | $2.8262 | A | 726,167 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the aggregate of purchases effected on the same day at different prices.
- F2Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $2.78 to $2.89 per share. Full information regarding the number of shares purchased at each price shall be provided upon request from the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3Reflects 17,034 shares that were distributed from the Jayant Kadambi 2012 Annuity Trust to the Reporting Person in a transaction that was exempt from reporting under Rule 16a-13.