SEC Form 4 · accession 0001140361-15-033272
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ayyappan Sankaran
Officer — EVP, ENGINEERING & CTO · Director
Period of report
Aug 19, 2015
Accepted (ET)
Aug 24, 2015 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2015 | J | 2,757 | $2.567 | A | 18,447 | D | |
| Common StockF2 | holding | — | — | — | 795,363 | I | By The Ayyappan Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
- F2Reflects 18,071 shares that were distributed from the Ayyappan Sankaran Annuity Trust to The Ayyappan Living Trust in a transaction that was exempt from reporting under Rule 16a-13.