SEC Form 4 · accession 0001140361-15-033271
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scot McLernon
Officer — EVP, SALES & CHIEF REVENUE OFC
Period of report
Aug 19, 2015
Accepted (ET)
Aug 24, 2015 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2015 | J | 3,015 | $2.567 | A | 13,684 | D | |
| Common Stock | Aug 20, 2015 | S | 3,015 | $2.7743 | D | 10,669 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Issuer's Employee Stock Purchase Plan (the "Plan") in transactions that were exempt under Rule 16b-3(c).
- F2These shares were acquired under the Plan and disposed of pursuant to the same-day sale option in accordance with the Plan.