SEC Form 4 · accession 0001140361-15-023704
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jayant Kadambi
Officer — CHAIRMAN, PRESIDENT, & CEO · Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 9, 2015 · 7:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 9, 2015 | P | 5,000 | $4.3607 | A | 703,863 | D | |
| Common StockF3 | holding | — | — | — | 17,304 | I | By Jayant Kadambi 2013 Annuity Trust dated June 26, 2013 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the aggregate of purchases effected on the same day at different prices.
- F2Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $4.335 to $4.41 per share. Full information regarding the number of shares purchased at each price shall be provided upon request from the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3The Reporting Person has sole voting and investment control over the shares held by the Jayant Kadambi 2013 Annuity Trust dated June 26, 2013.